Arth Sadhana

RA CLIENT CONSENT DECLARATION ARTH SADHANA | SEBI Registration: INH000020341 DEFINITIONS The parties referenced in these Terms of Service are defined as follows: a) Owner, Us, We: The Owner, serving as the Research Analyst, offers Research Services on securities to users. Terms such as ARTH SADHANA, Owner, Us, We, Our, Ours, and other first-person pronouns refer to the Owner and all employees and affiliates associated with the Owner. b) You, the User, the Client: As the user of the Research Services, you will be identified throughout these Terms of Service with second-person pronouns such as You, Your, Yours, or as the Client or the User. c) Parties: Collectively, the Owner and the Client are referred to as "Parties." ASSENT & ACCEPTANCE By utilizing the Research Services, you confirm that you have read and understood these Terms of Service and agree to adhere to them. If you do not accept these Terms of Service, please request a refund immediately (if applicable). The Owner will provide access to the Research Services only if you agree to these Terms. Additionally, depending on the Services obtained by a User, further terms and conditions may apply, which will be seen as an agreement between Us and You. AVAILING THE RESEARCH SERVICES By accepting the delivery of the research service, the client confirms their choice to subscribe to the research service of "ARTH SADHANA: INH000020341" at their discretion. The service "ARTH SADHANA: INH000020341" affirms that research services will be delivered in compliance with the relevant provisions of the RA Regulations. OBLIGATIONS ON RA "ARTH SADHANA: INH000020341" and the client are required to comply with the SEBI Act and all applicable SEBI rules and regulations, including the RA Regulations and relevant government notifications, as they may be updated from time to time. CLIENT INFORMATION AND KYC The client must provide all necessary details in full as required by "ARTH SADHANA: INH000020341" in its standard format, along with any supporting documentation mandated by RAASB/SEBI. "ARTH SADHANA: INH000020341" will collect, store, upload, and verify KYC records of clients with the KYC Registration Agency (KRA) as directed by SEBI periodically. STANDARD TERMS OF SERVICES The client's consent will be obtained based on the following understanding: "I / We have read and understood the terms and conditions applicable to a research analyst as defined under regulation 2(1)(u) of the SEBI (Research Analyst) Regulations, 2014, including the fee structure. I/We are subscribing to the research services for our own benefit and consumption; any reliance on the research report provided by the research analyst will be based on our own assessment and at our own risk. I/We understand that the Research Report is only for educational and informational purposes and is not advice to buy, sell, or otherwise transact in any type of securities. I/We will make all investment decisions solely based on my/our risk profile, needs, and research. Reliance on any research or recommendation will be at my/our own risk. I am/We are aware that the RA fees are separate from the brokerage, demat, and other charges borne by me/us while availing distribution services. Also, I am/we are aware that the fees payable to RA would not be linked to the appreciation or the quantum/percentage of returns on investment generated by any investment in any securities." DECLARATION FROM "ARTH SADHANA: INH000020341" i. "ARTH SADHANA: INH000020341" is registered with SEBI as a Research Analyst following the SEBI (Research Analysts) Regulations, 2014, with the following details: Registration Name: ARTH SADHANA Registration Number: INH000020341 Registration Date: Apr 21, 2025 - Apr 20, 2030 Trade Name for Research Services: ARTH SADHANA Website or Trademark: www.arthsadhana.com ii. "ARTH SADHANA: INH000020341" holds valid registration and qualification certificates as required under the RA Regulations. iii. "ARTH SADHANA: INH000020341" provides research services solely as a Research Analyst and has informed the client about the products and services offered. iv. "ARTH SADHANA: INH000020341" has disclosed any conflicts of interest (including relationships with the securities recommended or analyzed) at the time of entering into this agreement. v. "ARTH SADHANA: INH000020341" maintains an arms-length relationship between its research activities and other activities, including its associated or subsidiary companies. vi. "ARTH SADHANA: INH000020341" agrees to keep the client's personal information confidential and not share any details with any third parties unless required by regulatory or statutory bodies. vii. "ARTH SADHANA: INH000020341" will not be responsible for any losses or disruptions of services arising from technical issues or events beyond its control, including but not limited to telecom or internet service failures, fire, flood, natural disasters, or system maintenance. ADDITIONAL DECLARATION i. If the RA is an individual, they declare: "ARTH SADHANA: INH000020341" is not engaged in any other professional or business activities that could interfere with or influence the independence of the research report and its recommendations. CONSIDERATION AND MODE OF PAYMENT The client shall promptly pay RA the agreed fees for the services rendered, along with any applicable statutory charges. Such fees and charges will be payable through specified methods as updated on the website/App. RISK FACTORS Investing in securities carries several risks that could negatively impact your investments or portfolio: - Market Risk: Fluctuations in market conditions can affect revenue and profitability. - Financial Risk: Changes in currency and interest rates can impact financial results. - Operational Risk: Natural disasters or disruptions can lead to property damage or logistical challenges. - Legal and Regulatory Risk: Violations of regulations can result in penalties or legal consequences. - Technology and Cybersecurity Risk: Cybersecurity threats and technology failures can disrupt operations and lead to data breaches. - Competitive Risk: The competitive landscape may impact market share and profitability. - Liquidity Risk: Low liquidity in certain securities can make it difficult to execute trades at desired prices. - Credit Risk: Issuers of securities may default on their obligations. - Environmental, Social, and Governance (ESG) Risk: Issues related to ESG factors can affect a company's reputation and financial performance. - Geopolitical Risk: Political instability, trade wars, or sanctions can affect global financial markets and investments. - Concentration Risk: Investing heavily in a single security, sector, or market increases the risk of significant losses. - Inflation Risk: Changes in inflation rates can erode the purchasing power of returns on investment. - Black Swan Events: Unpredictable, rare events (e.g., pandemics, financial crises) can have a significant impact on markets and portfolios. OPEN POSITIONS RISK: Where stop-loss and target are not mentioned are known as open positions, mostly in stocks we don't provide stop-loss and target order in that case in the worst market scenario loss probability on your entire capital is very high. To avoid this scenario and in the best interest of Investors, it is advised that please exit OPEN positions calls in 20% loss from the buying and selling price. Risks in Open Futures and Options Trading are VERY HIGH. SEBI REGISTRATION DETAILS Entity: ARTH SADHANA SEBI RA Registration No.: INH000020341 Address: 63- Ashirvaad Apartment, Bariatu Road, Near ICICI Bariatu, Ranchi, Jharkhand, India, 834009 Contact: +91 90301 25855 Email: arthsadhana.rnc@gmail.com Website: www.arthsadhana.com GRIEVANCE REDRESSAL AND DISPUTE RESOLUTION Any grievances regarding: (i) non-receipt of research reports, (ii) missing pages or inability to download the complete report, or (iii) Any deficiencies in the research services provided by "ARTH SADHANA: INH000020341" must be promptly escalated by the client to the designated person/employee. Designated Person/Employee Name: CHANDAN KUMAR E-mail ID: arthsadhana.rnc@gmail.com Phone: +91 90301 25855 "ARTH SADHANA: INH000020341" will address grievances within 7 business working days or within timelines specified by SEBI under the RA Regulations. "ARTH SADHANA: INH000020341" will resolve client grievances in a timely and transparent manner. Any disputes between "ARTH SADHANA: INH000020341" and clients may be resolved through arbitration or any other methods specified by SEBI. ADDITIONAL CLAUSES All additional voluntary clauses added by "ARTH SADHANA: INH000020341" must comply with SEBI's rules, regulations, and circulars. Any changes to such voluntary clauses/documents will be preceded by a notice of 15 days. a. Research service fees paid are refundable but with conditions. b. Any changes or updates to the terms and conditions will be updated on our website or app. MANDATORY NOTICE Clients are encouraged to review the Do's and Don'ts while dealing with "ARTH SADHANA: INH000020341" as specified in SEBI master circular no. SEBI/HO/MIRSD-POD-1/P/CIR/2024/49 dated May 21, 2024, or as may be specified by SEBI subsequently. Do's and Don'ts website link: www.arthsadhana.com MOST IMPORTANT TERMS AND CONDITIONS (MITC) i. "The terms and conditions and the consent therein pertain to the research services provided by "ARTH SADHANA: INH000020341", and "ARTH SADHANA: INH000020341" cannot execute or conduct any trades (purchase/sell transactions) on the client's behalf. Therefore, it is advised that you do not allow "ARTH SADHANA: INH000020341" to execute any trades on your behalf." ii. "ARTH SADHANA: INH000020341" confirms that the research service shall be offered only to those clients who are categorized as research services clients. iii. "ARTH SADHANA: INH000020341" shall not receive any consideration (fees/charges) from the client, by way of any mode, for any service, other than the agreed-upon research service fee. iv. "ARTH SADHANA: INH000020341" shall not engage in portfolio management or advisory activities unless separately registered. v. "ARTH SADHANA: INH000020341" must disclose any conflict of interest that may arise while providing research services. OPTIONAL CENTRALISED FEE COLLECTION MECHANISM Centralized Fee Collection Mechanism (CeFCoM): This initiative by SEBI aims to ensure that investor payments are securely directed to legitimate SEBI-registered advisors rather than elsewhere. a. It enables investors to track all payments made to SEBI-registered advisors. Investors can request a link for the Centralized Fee Collection Mechanism (CeFCoM) from registered Research Analysts and can make payments using various methods. THE USE OF AI TOOLS IN RESEARCH AND ADVISORY SERVICES - Our Recommendations are based on technical and fundamental analysis. - Our Responsibility for client data security, confidentiality, and compliance is upheld on the use of AI. - AI trading risks include system vulnerabilities that can amplify errors. - Handling sensitive data poses privacy and security risks, including potential breaches. - Concerns include biased outputs, privacy violations, lack of transparency, data quality issues, and misleading results from poor data. - Severe data glitches may result in significant losses related to your security or portfolio. CLIENT-LEVEL SEGREGATION The "ARTH SADHANA: INH000020341" mandates client-level segregation of research and distribution activities per Regulation 26C(5) of RA Regulations. Existing clients cannot access both services within the same group/family of the RA. New clients can choose either research or distribution services at on-boarding, but not both. MODEL PORTFOLIO BY RESEARCH ANALYST "ARTH SADHANA: INH000020341" will adhere to the Research Analysts' Guidelines for recommending a 'model portfolio' whenever necessary. JURISDICTION, VENUE & GOVERNING LAW Through Your use of the Website: www.arthsadhana.com or Services, you agree that the laws of SEBI shall govern any matter or dispute relating to Service, as well as any dispute of any kind that may arise between You and the Owner. In case any litigation specifically permitted under these Service is initiated, the Parties agree to submit to the exclusive jurisdiction of the courts at RANCHI, JHARKHAND, India. AMENDMENTS We may modify or update these T&C in accordance with SEBI regulations. Notice of material changes will be posted on Our website/app or emailed to You. Continued use of the Services indicates Your acceptance of updated T&C. INDEMNIFICATION You agree to indemnify and hold harmless the RA, its officers, employees, and affiliates from any and all claims, damages, losses, or liabilities arising out of: - Your breach of these T&C or violation of law. - Unauthorized or improper use of your account. - Third-party claims related to your actions or inactions. SUSPENSION & TERMINATION Suspension: We reserve the right to suspend Your account or access to Services with or without notice if You breach these T&C or if required by SEBI/regulators. Termination: We may terminate this Agreement immediately upon: - Violation of T&C by You. - Directions from SEBI or any competent regulatory authority. - Non-payment of fees (beyond the grace period, if any). - Refunds (if any) Visit the Investor Charter and Complaint Table at: www.arthsadhana.com By signing this document electronically via Aadhaar eSign, the undersigned confirms that they have read, understood, and agree to be bound by all terms, conditions, declarations, and risk disclosures stated above.